Investment & Asset Management Industry Market Research

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Investment & Asset Management OVERVIEW

The investment and securities industry is undergoing significant transformations driven by regulatory changes, technological advancements, and shifting investor demographics.  From the rise of fintech to increased regulatory scrutiny and evolving asset management strategies, the landscape continues to evolve rapidly.  Below are some of the most critical trends shaping the industry today.
1. Increased Regulatory Scrutiny and Compliance
Regulatory changes continue to shape the financial sector.  The Basel III framework, the Dodd-Frank Act and the Volcker Rule have imposed stricter capital requirements and risk management guidelines on financial institutions.  In Europe, MiFID II and Solvency II are also reshaping investment practices by increasing transparency and reducing systemic risks.  While these regulations aim to enhance financial stability, they also pose challenges for firms in terms of compliance costs and operational complexities.
2. Expansion of Non-Banking Lending and Crowdfunding
As traditional banks face tighter lending restrictions, non-banking alternatives such as peer-to-peer (P2P) lending and crowdfunding are gaining traction.  Companies like LendingClub and OnDeck Capital have revolutionized loan accessibility, particularly for small businesses and individuals who may struggle to obtain bank financing.  Shadow banking, which includes hedge funds and private equity firms offering credit, is also playing a more prominent role in global financing.
3. Growth of Financial Technology (FinTech) and Digital Payments
FinTech innovations are reshaping the investment industry by offering digital solutions in payments, lending and financial advisory services.  Robo-advisors such as Betterment and Wealthfront use artificial intelligence (AI) to manage investment portfolios with low fees, making investing more accessible to retail investors.  Mobile payment platforms like PayPal, Venmo and Zelle continue to redefine financial transactions, reducing the need for traditional banking services.
4. Artificial Intelligence (AI) and Machine Learning in Investing
AI-driven investment strategies are becoming mainstream.  Hedge funds and asset managers are leveraging machine learning algorithms to analyze vast amounts of market data and identify profitable trading opportunities.  Quantitative trading, which relies on statistical models and AI, is gaining momentum as firms seek to improve efficiency and returns.
5. Rise of Cryptocurrencies and Blockchain Adoption
Cryptocurrencies like Bitcoin and Ethereum have entered the mainstream investment space, with institutions now offering crypto-related exchange-traded funds (ETFs).  Blockchain technology is also being utilized in areas beyond cryptocurrencies, including smart contracts, supply chain management and secure financial transactions.  However, the volatile nature of digital assets and concerns over regulatory oversight continue to be major hurdles.
6. Evolution of Exchange-Traded Funds (ETFs) and Passive Investing
ETFs are increasingly replacing traditional mutual funds as investors seek lower-cost, more flexible investment options.  These funds offer exposure to a wide range of asset classes, including equities, commodities and fixed income.  Smart beta and actively managed ETFs are also gaining popularity, offering alternative investment strategies to retail and institutional investors alike.
7. Shifts in Retirement Planning and Pension Management
With aging populations in the U.S., Europe and Asia, retirement planning is becoming a top priority.  The rise of 401(k) plans and IRAs, along with automatic enrollment policies, is driving increased participation in retirement savings programs.  Asset managers and financial advisors are introducing new products tailored to retirees, such as annuities and target-date funds, to ensure long-term financial security.
8. High-Speed Trading and Technological Disruptions in Exchanges
The stock exchange industry is experiencing massive technological disruptions, with high-frequency trading (HFT) firms using advanced algorithms to execute trades within microseconds.  Electronic trading platforms are replacing traditional trading floors, enhancing efficiency but also raising concerns about market stability and fairness.
9. Increasing Competition for High-Net-Worth Clients
Investment firms and banks are aggressively competing for high-net-worth individuals (HNWIs), who seek personalized wealth management services.  Institutions such as UBS, Goldman Sachs and Fidelity are expanding their offerings to include bespoke investment solutions, estate planning and tax optimization strategies to cater to this lucrative market.
The investment and securities industry is at a crossroads, driven by evolving regulations, technological advancements and changing investor behavior.  Firms that embrace innovation while navigating regulatory complexities will be better positioned for success.  As the industry continues to evolve, staying informed and adapting to these emerging trends will be crucial for investors and financial institutions alike.

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Top Companies Profiled

The following is a partial listing for this industry. As a subscriber, you will have access to the leading companies and top growth companies. This includes publicly-held, private, subsidiary and joint venture companies, on a global basis as well as in the U.S.


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PLUNKETT PROVIDES UNIQUE ANALYSIS OF THE FOLLOWING TRENDS THAT ARE DRIVING THIS INDUSTRY:

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A complete market research report, including forecasts and market estimates, technologies analysis and developments at innovative firms within the Investment & Securities Industry. Gain vital insights that can help shape strategy for business development, product development and investments.

Key Features:

  • Business trends analysis
  • In-depth industry overview
  • Technology trends analysis
  • Forecasts
  • Spending, investment, and consumption discussions
  • In-depth industry statistics and metrics
  • Industry employment numbers

Additional Key Features Include:

Industry Glossary

Industry Contacts list, including Professional Societies and Industry Associations

Profiles of industry-leading companies

  • U.S. and Global Firms
  • Publicly held, Private and Subsidiaries
  • Executive Contacts
  • Revenues

  • For Public Companies: Detailed Financial Summaries

  • Statistical Tables

Key Questions Answered Include:

  • How is the industry evolving?
  • How is the industry being shaped by new technologies?
  • How is demand growing in emerging markets and mature economies?
  • What is the size of the market now and in the future?
  • What are the financial results of the leading companies?
  • What are the names and titles of top executives?
  • What are the top companies and what are their revenues?

This feature-rich report covers competitive intelligence, market research and business analysis—everything you need to know about the Investment & Securities Industry.

Plunkett Research Provides Unique Analysis of the Following Major Trends in the Investment & Asset Management Industry

  1. Major Trends Affecting the Investment & Asset Management Industry

  2. Investment & Asset Management Industry Overview

  3. Basel III, Dodd-Frank Act and Volcker Act Increase Regulation/European Solvency II and MiFID 2 Take Effect

  4. Non-Banking Alternatives Grow in Lending and Crowdfunding

  5. Investment Market Evolves in China

  6. Aging Populations, Baby Boomers Create Opportunities/U.S. Pension Accounts Top $40.0 Trillion

  7. Employers Make 401(k) Enrollment Automatic

  8. Investment Firms and Banks Compete for Clients in High-Net-Worth Households

  9. ETFs Expand and Take Market Share from Mutual Funds/Mutual Fund Managers Are Forced to Change

  10. Online Brokers Also Provide Storefront Locations/Trades Are Free

  11. Hedge Funds Play a Major Role in Financial Markets Including Derivatives, Lending and Insurance/Quantitative Analysis Widely Adopted

  12. Private Equity Funds and Venture Capital Funds Attract Major Investors

  13. Annuity Account Managers Create New Product Strategies

  14. Stock Exchanges Evolve/High Speed Technologies Force Massive Changes

  15. Financial Technology (FinTech) Enables Online Payments, Lending, Insurance and Robo Advisors

  16. Artificial Intelligence (AI) Powers Investment Strategies

  17. Cryptocurrencies and Blockchain Explained

  18. Investment Product Facts

Plunkett Research Provides In-Depth Tables for the Following Investment & Asset Management Industry Statistics

  1. Investment & Securities Industry Statistics and Market Size Overview

  2. Sales, Profits & Stockholders' Equity, All Manufacturing Corporations, U.S.: 1990-Q2 2024

  3. Estimated Ownership of U.S. Treasury Securities: 2015-2023

  4. Public Debt Securities Held by Private Investors, U.S.: 1985 - September 2024

  5. Average Interest Rates of 3-Month & 10-Year U.S. Treasuries: 1990-2024

  6. Retirement Benefits in the U.S.: Access, Participation and Take-Up Rates, March 2024

  7. Employment in the Investment & Securities Industry, U.S.: 2018 - October 2024

  8. Securities, Commodity Contracts & Other Financial Investment Activities, Estimated Revenue for Employer Firms, U.S.: 2019-2024

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This industry onlyPublication date: Feb 2025
ISBN-13: 978-1-64788-552-6
ISBN-13: 978-1-64788-060-6
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