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U.S. Investment & Securities Industry Overview
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Amount
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Units
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Date
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Source
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Estimated Total Assets of 401(k) Plans, 2010
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3.0
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Tril. US$
|
2010
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ICI
|
|
Estimated Total Assets of 401(k) Plans, Q2 2011
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3.2
|
Tril. US$
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Jun-11
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ICI
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Estimated Total Participants in 401(k) Plans
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49.0
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Million
|
2009
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EBRI/ICI
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|
Percent of 401(k) Plans Invested in Mutual Funds
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60.9
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%
|
Jun-11
|
ICI
|
|
Interest Rate on 3-Month Treasuries (Average)
|
0.05
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%
|
2011
|
UST
|
|
Interest Rate on 10-Year Treasuries (Average)
|
2.81
|
%
|
2011
|
UST
|
|
Total Corporate Underwritings, U.S.
|
1,480.0
|
Bil. US$
|
2010
|
TR
|
|
Total Corporate Underwritings, U.S. (YTD 2011)
|
1,327.8
|
Bil. US$
|
Nov-11
|
TR
|
|
Total Municipal Bond Underwriting, U.S.
|
433.1
|
Bil. US$
|
2010
|
TR
|
|
Total Municipal Bond Underwriting, U.S. (YTD 2011)
|
266.9
|
Bil. US$
|
Nov-11
|
TR
|
|
Total Revenue Bonds
|
283.4
|
Bil. US$
|
2010
|
TR
|
|
Total General Obligations
|
147.0
|
Bil. US$
|
2010
|
TR
|
|
Total Mutual Fund Assets, U.S.
|
11,660.5
|
Bil. US$
|
Oct-11
|
ICI
|
|
Equity
|
5,355.7
|
Bil. US$
|
Oct-11
|
ICI
|
|
Hybrid
|
845.1
|
Bil. US$
|
Oct-11
|
ICI
|
|
Bond
|
2,851.8
|
Bil. US$
|
Oct-11
|
ICI
|
|
Money Market
|
2,607.9
|
Bil. US$
|
Oct-11
|
ICI
|
|
ETF Assets, U.S.
|
1,054.9
|
Bil. US$
|
Oct-11
|
ICI
|
|
Average Daily Stock Market Volume
|
|
NYSE
|
1,391.4
|
Mil. Shares
|
Nov-11
|
NYSE
|
|
AMEX
|
332.8
|
Mil. Shares
|
Nov-11
|
AMEX
|
|
NASDAQ
|
1,857.0
|
Mil. Shares
|
Nov-11
|
NASDAQ
|
|
Average Daily Value Traded on the Stock Market
|
|
NYSE
|
40.1
|
Bil. US$
|
Nov-11
|
NYSE
|
|
NASDAQ
|
49.8
|
Bil. US$
|
Nov-11
|
NASDAQ
|
|
Employment In Companies Involved In Securities, Commodity Contracts & Investments, U.S.
|
807.4
|
Thousand
|
Oct-11
|
BLS
|
|
EBRI = Employee Benefits Research Institute
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ICI = Investment Company Institute
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UST = U.S. Dept. of the Treasury
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BLS = U.S. Bureau of Labor Statistics
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TR = Thomson Reuters
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ETF = Exchange Traded Funds
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Source: Plunkett Research, Ltd. Copyright © 2012, All Rights Reserved
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www.plunkettresearch.com
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