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Plunkett's Investment & Securities Industry Almanac


Sample Profile

MERRILL LYNCH & CO INC  www.ml.com
Industry Group Code: 523110 Ranks within this company's industry group: Sales: 2 Profits:1
BUSINESS ACTIVITIES:  ("Y" = Yes)
Brokers/Stocks:
Brokerage:  Y
Discount Broker:  
Investment Bank:  Y
Online Broker:  
   
Investments:
Funds:
Y
Annuities:
 
Financial Planning:
Y
Venture Capital:
Y
Private Equity:
Y
Asset Management:
Investment Mgt.:  Y
Employee Benefits:  Y
Fund Advisors:  Y
Futures/Options:  
   
Exchanges:
Electronic Exchange:  
Specialist:  
Other Exchange:  
 
 
Services:
Financial Printing:  
Consulting/Research:  Y
Transfers/Payments:  
Specialty Services:  Y
   
Technology:
Financial Software:  
Financial Information:  
Online Systems:  
IT Consulting:  
   
TYPES OF BUSINESS: GROWTH PLANS/SPECIAL FEATURES
Stock Brokerage/Investment Banking
Trust Services
Securities Brokerage
Trading
Insurance
Financial Planning
Mortgages
Banking


Merrill Lynch and Co., Inc. is a leading global financial management and advisory company with a presence in 36 countries around the world. It serves the needs of both individual and institutional clients with personal financial planning, securities underwriting, trading and brokering, investment banking and advisory services, foreign exchange, commodities, derivatives, banking, insurance and research. The company’s business activities are grouped into three segments: global markets and investment banking; private client; and Merrill Lynch investment managers. The global markets and investment banking segment provides comprehensive investment banking, financing, advisory and related products and services to corporations, institutional clients and sovereign governments throughout the world. The private client division provides products and services related to the accumulation and management of wealth, including brokerage and dealer activities, banking, retirement, custody services and financial services for small and medium-sized businesses. The Merrill Lynch investment managers group offers a variety of investment products, including money market funds, tax-exempt fixed income funds, quality ratings, maturities and equity and balanced open-ended mutual funds. The firm recently completed the acquisition of the energy trading businesses of Entergy-Koch, LP, a subsidiary of privately owned Koch Industries, Inc. The new unit will operate as the global commodities group, operated within Merrill Lynch’s global markets and investment banking segment.

Of Merrill Lynch's officers and managers, 13.3% are minorities, as are 18.2% of the entire workforce. The company offers health care benefits to part-time employees working as few as 18 hours a week and extends its benefits to same-sex and opposite-sex non-spousal partners. Benefits include on-site medical facilities, adoption assistance, a variety of child-care resources, tuition assistance and flexible work schedules.

BRANDS/DIVISIONS/AFFILIATES:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Merrill Lynch International, Inc.
Mercury Asset Management
Merrill Lynch Government Securities, Inc.
Fund Asset Management, LP
Merrill Lynch Bank & Trust Company
CONTACTS:
Note: Officers with more than one job title may be intentionally listed here more than once.
Stan O'Neal, CEO
Stan O'Neal, Pres.
Ahmass L. Fakahany, Exec. VP/CFO
Terry Kassel, Sr. VP-Human Resources
Candace Browning, Sr. VP-Global Securities Research & Economics
John W. Cummings, Sr. VP-Global Tech. Services
Rosemary T. Berkery, Exec. VP/General Counsel
Jason Wright, Sr. VP-Corp. Comm. & Public Affairs
John Qua, Sr. VP-Global Bank Group
Robert J. McCann, Exec. VP-Wealth Mgmt. Group
Robert C. Doll, Chief Investment Officer
James P. Gorman, Pres.-Global Private Client
Stan O'Neal, Chmn

Phone: 212-449-1000 Fax: 212-236-4384
Toll-Free:    800-637-7455
Address: 4 World Financial Center, 250 Vesey St., New York, NY 10080 US
FINANCIALS: Sales and profits are in thousands of dollars-add 000 to get the full amount. Yr. 2004 note: Fiscal 2004 results were not available for all companies at press time. For this company, yr. 2004 is for 9 months.
2004 Sales:  $22,958,000 (9 months)
2003 Sales:  $27,745,000
2002 Sales:  $28,253,000
2001 Sales:  $38,757,000
2000 Sales:  $44,872,000
2004 Profits:  $3,250,000 (9 months)
2003 Profits:  $3,998,000
2002 Profits:  $2,513,000
2001 Profits:  $573,000
2000 Profits:  $3,979,000
Employees:  48,100

Fiscal Year Ends: 12/31
SALARIES/BENEFITS:
Pension Plan: Y 
Savings Plan: Y
ESOP Stock Plan: Y
Stock Purch. Plan: Y
Profit Sharing:  
Highest Exec Salary:      $500,000
Second Highest Salary:  $225,000
Bonus:  $13,500,000
Bonus:  $8,275,000
OTHER THOUGHTS:

Stock Ticker:
MER

LOCATIONS:  ("Y" = Yes)
Apparent Women Officers or Directors:  2
Hot Spot for Advancement for Women/Minorities: 
West:
Y
Southwest:
Y
Midwest:
Y
Southeast:
Y
Northeast:
Y
International:
Y

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